SFC Licences of DING Xiaowen 丁曉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 08 March 2022 | |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 08 March 2022 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 15 December 2021 | 08 March 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 15 December 2021 | 08 March 2022 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 24 May 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |