SFC Licences of DING Xiaowen 丁曉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 08 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RO 1 08 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 6 15 December 2021 08 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 15 December 2021 08 March 2022
UBS Securities Hong Kong Limited RE 6 19 December 2016 24 May 2017
UBS Securities Hong Kong Limited RE 6 07 June 2012 18 December 2016