SFC Licences of ZU Guopeng 祖國鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 18 December 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 16 April 2019 10 December 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 16 January 2012 14 December 2015