SFC Licences of DONG Lok 黨爍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 22 March 2019
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 04 January 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 04 January 2019
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 23 February 2012 31 December 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 20 January 2012 31 December 2018