SFC Licences of WHIPKEY Sean Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 August 2016 | 05 June 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 August 2016 | 05 June 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 27 January 2015 | 19 March 2016 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 June 2014 | 19 March 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 June 2014 | 19 March 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 June 2014 | 19 March 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 19 January 2012 | 25 March 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 January 2012 | 25 March 2014 |