SFC Licences of GUO Qiang 郭強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 August 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 August 2022
OCI Asset Management Company Limited 東建資產管理有限公司 RE 9 30 July 2018 13 November 2019
OCI Asset Management Company Limited 東建資產管理有限公司 RE 4 30 July 2018 13 November 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 14 October 2014 05 May 2017
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 20 January 2012 19 June 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 20 January 2012 19 June 2014
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 20 January 2012 19 June 2014