SFC Licences of GUO Qiang 郭強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 August 2022 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 August 2022 | |
OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 9 | 30 July 2018 | 13 November 2019 |
OCI Asset Management Company Limited 東建資產管理有限公司 | RE | 4 | 30 July 2018 | 13 November 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 14 October 2014 | 05 May 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 20 January 2012 | 19 June 2014 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 January 2012 | 19 June 2014 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 20 January 2012 | 19 June 2014 |