SFC Licences of FAN Xiaochen 范晓晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 22 September 2016 10 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 September 2016 10 April 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 12 October 2015 20 July 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 12 October 2015 20 July 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 12 October 2015 20 July 2016
J.P. Morgan Securities (Far East) Limited RE 6 03 June 2014 07 September 2015
J.P. Morgan Securities (Far East) Limited RE 4 03 June 2014 07 September 2015
J.P. Morgan Securities (Far East) Limited RE 1 03 June 2014 07 September 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 20 January 2012 14 April 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 January 2012 14 April 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 20 January 2012 31 August 2013