SFC Licences of CHENG Chung Fan 鄭仲勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 09 October 2017 | 26 January 2018 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 16 February 2017 | 08 August 2017 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RO | 1 | 21 November 2016 | 08 August 2017 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 21 September 2016 | 21 November 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 April 2013 | 12 September 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 April 2013 | 12 September 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 18 January 2012 | 20 December 2012 |