SFC Licences of LIU Shuk Ming, Angie 廖淑明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 12 October 2017 | 30 January 2019 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 17 August 2017 | 30 January 2019 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 17 August 2017 | 30 January 2019 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 17 August 2017 | 30 January 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 5 | 12 November 2013 | 08 June 2015 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 12 November 2013 | 08 June 2015 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 4 | 01 February 2012 | 28 February 2013 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 1 | 01 February 2012 | 28 February 2013 |