SFC Licences of LIU Shuk Ming, Angie 廖淑明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 12 October 2017 30 January 2019
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1, 4 17 August 2017 30 January 2019
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 17 August 2017 30 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 12 November 2013 08 June 2015
Brilliant Norton Securities Company Limited 億聲證券有限公司
RE 1, 4 01 February 2012 28 February 2013