SFC Licences of WU Tzu Wen 吳子文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 9 | 04 September 2014 | 30 June 2018 |
D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 1 | 04 September 2014 | 30 June 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 26 April 2014 |