SFC Licences of WU Tzu Wen 吳子文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 RE 9 04 September 2014 30 June 2018
D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 RE 1 04 September 2014 30 June 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 26 April 2014