SFC Licences of WU Lei 吳鐳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 September 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 September 2018 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 October 2014 | 03 August 2018 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 6 | 30 April 2014 | 29 August 2014 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 4 | 15 May 2013 | 29 August 2014 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 1 | 15 May 2013 | 29 August 2014 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 26 July 2012 |