SFC Licences of FAN King Wai 范涇渭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 01 February 2021
Mason Global Capital Limited 茂宸環球資本有限公司
RO 6 15 April 2020 31 December 2020
Mason Securities Limited 茂宸證券有限公司
RE 1 21 September 2018 31 December 2020
Mason Global Capital Limited 茂宸環球資本有限公司
RE 6 25 May 2018 15 April 2020
Mason Securities Limited 茂宸證券有限公司
RE 6 07 May 2018 23 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 23 February 2017 29 April 2018
Zhongtai International Capital Limited 中泰國際融資有限公司
RE 1, 6 17 February 2014 06 February 2017
ZZCI Corporate Finance Limited 中植資本企業融資有限公司
RE 1, 6 27 February 2012 31 December 2013