SFC Licences of TUNG Nam On 童南安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 January 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 January 2023 | |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 29 March 2016 | 29 September 2022 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 29 March 2016 | 29 September 2022 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 14 January 2014 | 06 February 2016 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 29 July 2013 | 06 February 2016 |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 17 February 2012 | 12 July 2013 |