SFC Licences of AN Sang Beom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 July 2020 | 09 August 2021 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 06 July 2020 | 09 August 2021 |
Vantage Capital Markets HK Limited | RE | 1 | 14 October 2019 | 30 June 2020 |
Wells Fargo Securities Asia Limited | RO | 4 | 17 May 2017 | 16 May 2019 |
Wells Fargo Securities Asia Limited | RO | 1 | 17 May 2017 | 16 May 2019 |
Wells Fargo Securities Asia Limited | RE | 4 | 15 March 2012 | 17 May 2017 |
Wells Fargo Securities Asia Limited | RE | 1 | 15 March 2012 | 17 May 2017 |