SFC Licences of ZHU Chen 朱辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 29 August 2016 30 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 29 August 2016 30 November 2018
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 6 06 February 2012 13 June 2014
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 4 06 February 2012 13 June 2014
Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 RE 1 06 February 2012 13 June 2014