SFC Licences of BAXTER Thomas Wilbur
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RO | 9 | 20 December 2019 | 31 July 2020 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RO | 4 | 20 December 2019 | 31 July 2020 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 2 | 11 December 2019 | 31 July 2020 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 11 December 2019 | 31 July 2020 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 11 December 2019 | 20 December 2019 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 11 December 2019 | 20 December 2019 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 01 December 2016 | 31 December 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RO | 2 | 15 May 2013 | 31 December 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RO | 1 | 15 May 2013 | 31 December 2018 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RO | 9 | 20 March 2012 | 31 December 2018 |