SFC Licences of YAU Lai Ying Kinnie 尤儷縈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 30 April 2015 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 30 April 2015 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 30 April 2015 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 01 August 2013 | 30 June 2014 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 01 August 2013 | 30 June 2014 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 01 August 2013 | 30 June 2014 |