SFC Licences of SARAN Phillip Howard Hasenfus 郝振毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 9 24 January 2020 31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 24 January 2020 31 December 2022
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 4 22 November 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RO 1 22 November 2017
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 9 11 August 2017
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RO 4 11 August 2017
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 9 13 February 2012 11 August 2017
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 13 February 2012 11 August 2017