SFC Licences of LI Yuna 李宇娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 9 | 26 October 2023 | |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 5 | 26 October 2023 | |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 4 | 26 October 2023 | |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 5 | 19 July 2019 | 26 October 2023 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 4 | 19 July 2019 | 26 October 2023 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 9 | 29 August 2017 | 26 October 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 31 December 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 29 August 2014 | 31 December 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 July 2014 | 31 December 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 10 July 2014 | 10 October 2016 |
| True Partner Advisor Hong Kong Limited | RE | 9 | 13 March 2012 | 25 June 2014 |