SFC Licences of WU Sitao 吳思燾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 August 2015 | 20 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 03 August 2015 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 03 August 2015 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 August 2015 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 30 September 2014 | 02 August 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 30 September 2014 | 02 August 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 30 September 2014 | 02 August 2015 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 15 February 2012 | 01 September 2014 |