SFC Licences of LING Man Ping 凌曼冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 07 September 2022
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 07 September 2022
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 12 August 2022 07 September 2022
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 12 August 2022 07 September 2022
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 RO 9 15 October 2018 01 August 2022
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 4 15 October 2018 01 August 2022
Zhongrong International Investment Consulting Company Limited 中融國際投資咨詢有限公司 RE 5 05 September 2018 01 August 2022
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 RE 9 05 September 2018 15 October 2018
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 4 05 September 2018 15 October 2018
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 5 11 August 2017 07 August 2018
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RO 4 09 June 2017 07 August 2018
HGNH International Securities Co., Limited 橫華國際証券有限公司 RO 4 18 April 2017 07 August 2018
HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 RE 9 02 December 2016 07 August 2018
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 4 18 December 2015 14 October 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 18 December 2015 14 October 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 03 December 2015 18 December 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 4 06 March 2014 29 September 2015
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 18 November 2013 06 March 2014
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 13 September 2012 06 March 2014
Delta Asia Securities Limited 滙業證券有限公司 RE 1 22 August 2012 18 November 2013
Delta Asia Securities Limited 滙業證券有限公司 RE 4 20 February 2012 18 November 2013