SFC Licences of CAO Liyuan 曹俐圓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 May 2017 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 October 2015 | 12 September 2016 |
| Merrill Lynch Far East Limited | RE | 7 | 06 September 2013 | 07 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 March 2012 | 07 July 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 19 March 2012 | 07 July 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 19 March 2012 | 07 July 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 19 March 2012 | 23 September 2013 |