SFC Licences of YIM Charles 嚴儲文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 6 | 22 September 2022 | |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 18 May 2018 | 22 September 2022 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 1 | 03 July 2015 | 28 July 2022 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 9 | 03 June 2015 | 28 July 2022 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 4 | 03 June 2015 | 28 July 2022 |
| Richland Worldwide Limited 富信(環球)集團有限公司 | RE | 9 | 02 March 2012 | 31 July 2013 |
| Richland Worldwide Limited 富信(環球)集團有限公司 | RE | 4 | 02 March 2012 | 31 July 2013 |