SFC Licences of CHAN Kin Pan 陳健斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 | RO | 9 | 15 November 2016 | |
| Aspenwood Capital Limited 嘉桓資本有限公司 | RO | 4 | 15 November 2016 | |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RO | 4 | 04 November 2015 | 03 November 2016 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 28 August 2015 | 03 November 2016 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 28 August 2015 | 04 November 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 April 2012 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 April 2012 | 24 January 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 01 March 2012 | 29 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 March 2012 | 29 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 March 2012 | 29 March 2012 |