SFC Licences of PHUA Victor Chen Ee

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Schonfeld Strategic Advisors (Hong Kong) Limited	RE	9	08 November 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	7	03 December 2018	30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	2	03 December 2018	30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	03 December 2018	30 August 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	18 September 2017	03 December 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	18 September 2017	03 December 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	11 July 2014	28 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	11 July 2014	28 July 2017
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	13 May 2014
Morgan Stanley Hong Kong Securities Limited	RE	2	12 March 2012	13 May 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	12 March 2012	13 May 2014
Morgan Stanley Hong Kong Securities Limited	RE	1	12 March 2012	13 May 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	12 March 2012	24 July 2013