SFC Licences of LEE Wai Nam, Bonnie 李慧楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	9	19 October 2020	15 July 2021
HSBC Investment Funds (Hong Kong) Limited	RE	4	19 October 2020	15 July 2021
HSBC Investment Funds (Hong Kong) Limited	RE	1	12 December 2013	15 July 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	9	12 December 2013	15 July 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	4	12 December 2013	15 July 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	1	12 December 2013	15 July 2021
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	9	12 December 2013	04 August 2020
HSBC Global Asset Management Holdings (Bahamas) Limited	RE	4	12 December 2013	20 January 2020
HSBC Global Asset Management (Hong Kong) Limited	RE	1	06 March 2012	26 September 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	4	06 March 2012	26 September 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	9	06 March 2012	26 September 2012
HSBC Investment Funds (Hong Kong) Limited	RE	1	06 March 2012	26 September 2012