SFC Licences of KU Sanqi 庫三七

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RO 4 21 June 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 6 14 March 2022 16 October 2023
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RO 9 23 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 9 23 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 4 23 February 2022
Yunfeng Securities Limited 雲鋒證券有限公司 RO 4 23 November 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 18 November 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 18 November 2019
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 02 September 2019 23 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 02 September 2019 20 April 2021
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 02 September 2019 20 April 2021
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 02 September 2019 19 February 2020
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 02 September 2019 18 November 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 02 September 2019 18 November 2019