SFC Licences of WANG Zhen 王鎮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 7 | 05 March 2024 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 05 March 2024 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 05 March 2024 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 05 March 2024 | |
Taiping Capital Limited 太平融資有限公司 | RO | 6 | 28 December 2017 | 07 March 2020 |
Taiping Capital Limited 太平融資有限公司 | RE | 6 | 31 August 2017 | 28 December 2017 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 26 June 2017 | 10 March 2020 |
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 09 March 2012 | 28 April 2017 |