SFC Licences of LAI Oscar Siu Kit 黎少傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 11 April 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 April 2022
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 21 February 2013 01 October 2013
Pinpoint Asset Management Limited 保銀資產管理有限公司 RE 9 12 March 2012 22 June 2012