SFC Licences of LAI Oscar Siu Kit 黎少傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 January 2024 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 05 January 2024 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 April 2022 | 17 October 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 April 2022 | 17 October 2023 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 21 February 2013 | 01 October 2013 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 12 March 2012 | 22 June 2012 |