SFC Licences of LOWE Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 24 August 2022 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 24 August 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 August 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 10 May 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 March 2012 | 10 May 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 March 2012 | 10 May 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 March 2012 | 10 May 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 March 2012 | 24 July 2013 |