SFC Licences of NG Tsz Kin 吳子健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 16 October 2020 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 16 October 2020 | |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 16 October 2020 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 April 2012 | 15 July 2012 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 02 April 2012 | 15 July 2012 |