SFC Licences of NG Wai Kit 吳偉杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 05 October 2021 | 23 November 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 05 October 2021 | 23 November 2021 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 28 March 2018 | 03 April 2019 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 28 March 2018 | 03 April 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 March 2018 | 03 April 2019 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 28 March 2018 | 03 April 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 28 March 2018 | 03 April 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 March 2012 | 31 August 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 12 March 2012 | 31 August 2012 |