SFC Licences of MA Yan Ying 馬銦楹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 26 July 2019 | 06 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 26 July 2019 | 06 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 10 July 2019 | 06 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 July 2019 | 06 September 2021 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 10 July 2019 | 04 August 2020 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 10 July 2019 | 20 January 2020 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 27 December 2017 | 31 May 2019 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 27 December 2017 | 31 May 2019 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 09 March 2012 | 05 May 2012 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 09 March 2012 | 05 May 2012 |