SFC Licences of MA Yan Ying 馬銦楹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 1 26 July 2019 06 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 1 26 July 2019 06 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 9 10 July 2019 06 September 2021
HSBC Global Asset Management (Hong Kong) Limited RE 4 10 July 2019 06 September 2021
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 10 July 2019 04 August 2020
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 10 July 2019 20 January 2020
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 27 December 2017 31 May 2019
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 27 December 2017 31 May 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 09 March 2012 05 May 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 09 March 2012 05 May 2012