SFC Licences of KOIKE Shoji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 August 2017 | 23 August 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 August 2017 | 23 August 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 August 2016 | 08 August 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2016 | 08 August 2016 |
| UBS Securities Asia Limited | RE | 1 | 09 March 2012 | 19 February 2013 |