SFC Licences of NG Michael William 吳以廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | RO | 9 | 11 April 2019 | |
| Ballingal Investment Advisors Limited | RO | 5 | 11 April 2019 | |
| Ballingal Investment Advisors Limited | RO | 4 | 11 April 2019 | |
| Ballingal Investment Advisors Limited | RE | 9 | 24 January 2017 | 11 April 2019 |
| Ballingal Investment Advisors Limited | RE | 5 | 24 January 2017 | 11 April 2019 |
| Ballingal Investment Advisors Limited | RE | 4 | 24 January 2017 | 11 April 2019 |
| Ballingal Investment Advisors Limited | RE | 9 | 06 June 2014 | 31 August 2015 |
| Ballingal Investment Advisors Limited | RE | 5 | 06 June 2014 | 31 August 2015 |
| Ballingal Investment Advisors Limited | RE | 4 | 06 June 2014 | 31 August 2015 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 4 | 12 March 2012 | 29 June 2012 |