SFC Licences of CHEN Clarence Soon Yuan 陳松源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 10 May 2013 | 02 July 2013 |
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 10 May 2013 | 02 July 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 March 2012 | 01 April 2013 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 12 March 2012 | 01 April 2013 |