SFC Licences of GUAN Bo 關博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 21 November 2016 | 20 August 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 November 2016 | 20 August 2021 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 21 October 2016 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 21 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 August 2015 | 21 October 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 14 August 2015 | 10 October 2016 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 14 August 2015 | 10 October 2016 |
UBS Derivatives Hong Kong Limited | RE | 2 | 18 September 2013 | 06 June 2015 |
UBS Securities Asia Limited | RE | 2 | 19 March 2012 | 06 June 2015 |
UBS Securities Asia Limited | RE | 1 | 19 March 2012 | 06 June 2015 |
UBS Securities Hong Kong Limited | RE | 1 | 19 March 2012 | 06 June 2015 |