SFC Licences of HUANG Chao 黃超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kam Luen Securities Limited 金鑾證券有限公司 | RE | 9 | 15 June 2022 | |
Kam Luen Securities Limited 金鑾證券有限公司 | RE | 4 | 31 May 2022 | |
Kam Luen Securities Limited 金鑾證券有限公司 | RE | 1 | 31 May 2022 | |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 16 July 2019 | 11 November 2020 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 16 July 2019 | 11 November 2020 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 16 July 2019 | 11 November 2020 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 May 2015 | 10 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 11 May 2015 | 10 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 May 2015 | 10 January 2019 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 14 March 2012 | 13 April 2015 |