SFC Licences of CHAN Lee 陳莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 23 April 2015 22 February 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 April 2015 22 February 2019
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 28 April 2014 16 March 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 03 July 2012 16 March 2015
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 26 March 2012 11 May 2012