SFC Licences of KAM Hin Yeung 甘顯暘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 October 2019 18 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 October 2019 18 February 2021
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 09 December 2015 05 September 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 December 2015 05 September 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 January 2015 03 December 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 January 2015 03 December 2015
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 March 2012 19 January 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 March 2012 19 January 2015