SFC Licences of KAM Hin Yeung 甘顯暘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 October 2019 | 18 February 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 October 2019 | 18 February 2021 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 09 December 2015 | 05 September 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 December 2015 | 05 September 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 January 2015 | 03 December 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 January 2015 | 03 December 2015 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 20 March 2012 | 19 January 2015 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 20 March 2012 | 19 January 2015 |