SFC Licences of DUAN Yefei 段曄斐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 August 2019 | 06 November 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 August 2019 | 06 November 2020 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 06 November 2017 | 26 July 2019 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 12 October 2015 | 30 October 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 26 March 2012 | 16 September 2014 |