SFC Licences of BAADER Klaus Alvaro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 5 | 24 May 2016 | 06 July 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 24 May 2016 | 06 July 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 4 | 16 July 2014 | 06 July 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 16 July 2014 | 06 July 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 5 | 27 March 2012 | 24 May 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 27 March 2012 | 24 May 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 27 March 2012 | 16 July 2014 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 27 March 2012 | 16 July 2014 |