SFC Licences of LIN Leslie Diane 林黛安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 May 2018 | 15 June 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 May 2018 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 14 February 2018 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 14 February 2018 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 03 October 2014 | 10 October 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 April 2012 | 14 February 2018 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 02 April 2012 | 10 October 2016 |