SFC Licences of KENDALL Jason Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 June 2019 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 June 2019 | |
| Merrill Lynch Far East Limited | RE | 2 | 06 November 2014 | 01 March 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 06 November 2014 | 01 March 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 November 2014 | 01 March 2019 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 22 March 2012 | 07 August 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 22 March 2012 | 07 August 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 March 2012 | 07 August 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 22 March 2012 | 01 November 2013 |