SFC Licences of LU Xiaohao 呂皛皓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 16 August 2023 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 16 August 2023 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 07 November 2018 | 20 February 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 07 November 2018 | 20 February 2023 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 25 October 2018 | 20 February 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 12 March 2015 | 17 September 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 29 March 2012 | 12 September 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 29 March 2012 | 12 September 2014 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 29 March 2012 | 12 September 2014 |