SFC Licences of LAM Man Wai 林文偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 17 March 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 06 January 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 06 January 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 30 July 2015 13 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 July 2015 13 December 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 27 April 2015 06 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 27 April 2015 06 July 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 15 November 2013 10 April 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 29 October 2013 10 April 2015
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 05 February 2013 17 October 2013
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 18 September 2012 08 December 2012
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 18 September 2012 08 December 2012
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 20 August 2012 11 September 2012
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 29 March 2012 11 September 2012