SFC Licences of DAI Bo 代波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 11 August 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 11 August 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 13 April 2012 11 August 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 13 April 2012 11 August 2016