SFC Licences of WONG Gary Hiu-Gar 黃曉嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 13 September 2013 | 16 January 2016 |
UBS Securities Asia Limited | RE | 2 | 13 September 2013 | 16 January 2016 |
UBS Securities Asia Limited | RE | 1 | 13 September 2013 | 16 January 2016 |
UBS Securities Hong Kong Limited | RE | 7 | 13 September 2013 | 16 January 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 13 September 2013 | 16 January 2016 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 10 April 2012 | 23 August 2013 |