SFC Licences of WONG Gary Hiu-Gar 黃曉嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RE 1, 7 13 September 2013 16 January 2016
UBS Derivatives Hong Kong Limited
RE 2 13 September 2013 16 January 2016
UBS Securities Asia Limited
RE 1, 2 13 September 2013 16 January 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 10 April 2012 23 August 2013