SFC Licences of HO Ho Ming 何浩銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Reserve Securities Limited 東儲證券有限公司 RO 9 30 August 2019
China Reserve Securities Limited 東儲證券有限公司 RO 4 30 August 2019
China Reserve Securities Limited 東儲證券有限公司 RO 1 30 August 2019
China Reserve Securities Limited 東儲證券有限公司 RE 9 14 June 2019 30 August 2019
China Reserve Securities Limited 東儲證券有限公司 RE 4 14 June 2019 30 August 2019
China Reserve Securities Limited 東儲證券有限公司 RE 1 14 June 2019 30 August 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 5 19 February 2019 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 2 19 February 2019 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 9 19 October 2018 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 4 24 January 2018 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 1 24 January 2018 29 March 2019
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 9 27 November 2017 19 October 2018
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 4 27 November 2017 24 January 2018
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 1 27 November 2017 24 January 2018
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 08 December 2016 28 July 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 15 December 2015 28 July 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 18 July 2014 28 July 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 14 March 2014 08 December 2016
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 9 07 May 2013 28 February 2014
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 10 April 2012 28 February 2014