SFC licenceholder AZG895 WONG Siu Kin Vincent 黃少鍵
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 (Providing Automated Trading Services) | 2012-04-12 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2012-04-12 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 (Dealing in Securities) | 2012-04-12 |