SFC Licences of LEE Yu Hin 利宇軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ASA Securities Limited 富國證券有限公司 RO 4 17 May 2021
ASA Securities Limited 富國證券有限公司 RO 2 12 June 2020
ASA Securities Limited 富國證券有限公司 RO 1 08 January 2019
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RO 1 11 April 2018 24 December 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 28 November 2017 09 April 2018
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 11 January 2016 09 April 2018
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 11 January 2016 28 November 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 04 September 2015 05 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 04 September 2015 05 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 04 September 2015 05 January 2016
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 05 November 2014 30 April 2015
CMBC Securities Company Limited 民銀證券有限公司 RE 1 05 November 2014 30 April 2015
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 2 24 July 2013 29 October 2014
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RE 1 24 July 2013 29 October 2014
FX ONE LIMITED 日本網絡通外匯有限公司 RE 3 06 May 2013 01 July 2013
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 12 April 2012 07 August 2012
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 12 April 2012 07 August 2012